The Series 4 Exam (The Registered Options Principal Qualification Exam)
Thorsten Schuell will provide the means for you to undertake the Series 4 exam. The exam is used to measure the competency of an entry-level principal to work as a registered options principal. The exam assesses the degree to which each applicant carries the knowledge needed to perform the critical functions of a registered options principal. The exam consists of 125 marked questions, candidates will have a total time limit of an 3 hours and 25 minutes to complete the exam which is a National Futures Association exam. In order to pass, candidates taking the exam will have to achieve a score of 70% or above. To become a Registered Options Principal, candidates must also pass the Securities Industry Essentials (SIE) Exam and the General Securities Representative Exam (Series 7) together with the Series 4 exam.
